Disclaimers & Legal

Important information about data accuracy, limitations, and usage terms

Please also review our Terms of Service and Privacy Policy.

Publisher's Exclusion Notice

Open Alpha HQ, LLC ("Open Alpha") publishes financial data signals as a bona fide publication of general and regular circulation, excluded from the definition of "investment adviser" under Section 202(a)(11)(D) of the Investment Advisers Act of 1940, as affirmed by the U.S. Supreme Court in Lowe v. SEC, 472 U.S. 181 (1985). All signals, scores, and analysis are (1) bona fide: algorithmically generated from publicly available data, independent of personal trading activity; (2) general and impersonal: identical for all subscribers at the same tier, with no personalized portfolio advice or consideration of individual financial situations; and (3) regularly published: generated on continuous automated monitoring cycles and distributed simultaneously to all subscribers on a consistent schedule.

Important Legal Disclaimer

Open Alpha HQ, LLC ("Open Alpha") operates a data analytics platform that aggregates publicly available financial data and uses artificial intelligence to generate stock trading signals. All content provided through our website, Discord server, email communications, and related services is for informational and educational purposes only.

Not Investment Advice

Open Alpha is NOT a registered investment adviser, broker-dealer, or financial planner with the SEC, FINRA, or any state securities regulatory authority. Nothing on this Service constitutes investment advice, financial advice, trading advice, or any other sort of advice. We do not take into account your personal financial situation, investment objectives, or risk tolerance. Any investment decisions you make are entirely your own responsibility.

Risk Warning

Trading stocks and other securities involves substantial risk of loss and is not suitable for all investors. You should only invest money you can afford to lose. There is no guarantee that any signal will result in profits or avoid losses.

Past Performance

Past performance is not indicative of future results. Win rates, historical returns, and track records presented are based on actual signal data and do not guarantee comparable future results. A positive win rate does not guarantee profitability — actual returns depend on entry timing, position sizing, transaction costs, and market conditions.

AI-Generated Content

Trading signals and analysis are generated in whole or in part by artificial intelligence. AI-generated content may contain errors, inaccuracies, or omissions. Open Alpha makes no warranty regarding the accuracy or completeness of AI-generated content. You should independently verify all information before making investment decisions.

Data Sources

Open Alpha aggregates publicly available data from SEC EDGAR filings, congressional financial disclosures filed under the STOCK Act of 2012, and other public sources. Congressional trade disclosures may be reported up to 45 days after the transaction date and may not reflect current positions. Open Alpha is not affiliated with or endorsed by any government agency.

Positions Disclosure

Open Alpha, its founder, and affiliates may hold positions in securities discussed on the platform. Such positions may be acquired before, during, or after signal publication. This creates a potential conflict of interest.

Limitation of Liability

In no event shall Open Alpha be liable for any direct, indirect, incidental, special, consequential, or punitive damages arising from your use of the Service, including any trading losses. Your use of the Service is at your sole risk. Our total liability shall not exceed the fees you paid in the twelve months preceding the claim.

Contact

For questions, concerns, or data correction requests, contact us at openalphahq@gmail.com. We take data accuracy seriously and will investigate any reported discrepancies promptly.

Last updated: February 2026 · Open Alpha HQ, LLC