Terms of Service
Terms and conditions for using the Open Alpha platform
By accessing or using Open Alpha ("the Service"), you agree to be bound by these Terms of Service. If you do not agree, do not use the Service. Please also review our Privacy Policy.
Publisher's Exclusion
Open Alpha HQ, LLC publishes financial data signals as a bona fide publication of general and regular circulation, excluded from the definition of "investment adviser" under Section 202(a)(11)(D) of the Investment Advisers Act of 1940 (Lowe v. SEC, 472 U.S. 181, 1985). All signals are algorithmically generated, impersonal, and delivered identically to all subscribers at the same tier. Open Alpha does not provide personalized investment advice, does not consider individual financial situations, and does not offer portfolio management or advisory services. Signals are published on continuous automated monitoring cycles, not timed to benefit any individual's trading positions.
1. Service Description
Open Alpha HQ, LLC ("Open Alpha," "we," "us," or "our") operates an AI-powered financial signal intelligence platform. Our Service aggregates publicly available data from SEC EDGAR filings, congressional financial disclosures, earnings reports, options flow, dark pool activity, and other public sources. We use artificial intelligence to analyze this data and generate trading signals, convergence scores, and market intelligence for informational and educational purposes only.
2. No Investment Advice
Open Alpha is NOT a registered investment adviser, broker-dealer, or financial planner with the SEC, FINRA, or any state or federal securities regulatory authority. Nothing provided through our website, dashboard, Discord server, API, email communications, or any other channel constitutes investment advice, financial advice, trading advice, or any other form of professional advice. All signals, scores, analyses, and content are for informational and educational purposes only. You should consult a qualified financial advisor before making any investment decisions. Any trading or investment decisions you make are entirely your own responsibility.
3. Subscription Terms
Open Alpha offers tiered subscription plans (Free, Pro, and Alpha) with varying levels of access to signals, data, and features. Paid subscriptions are billed monthly through Stripe. By subscribing, you authorize us to charge your payment method on a recurring basis. Subscription fees are non-refundable except as required by applicable law. We reserve the right to modify pricing with 30 days advance notice to existing subscribers. Free tier access may be limited or modified at any time.
4. Cancellation & Refunds
You may cancel your subscription at any time through your account settings or by contacting us at openalphahq@gmail.com. Cancellation takes effect at the end of your current billing period. You will retain access to paid features until your billing period ends. We do not provide prorated refunds for partial billing periods. If you believe you were charged in error, contact us within 30 days of the charge.
5. Risk Warning & Limitation of Liability
Trading stocks, options, and other securities involves substantial risk of loss and is not suitable for all investors. Past performance, including win rates and historical returns displayed on the platform, does not guarantee future results. THE SERVICE IS PROVIDED "AS IS" WITHOUT WARRANTY OF ANY KIND. IN NO EVENT SHALL OPEN ALPHA BE LIABLE FOR ANY DIRECT, INDIRECT, INCIDENTAL, SPECIAL, CONSEQUENTIAL, OR PUNITIVE DAMAGES ARISING FROM YOUR USE OF THE SERVICE, INCLUDING ANY TRADING LOSSES. OUR TOTAL LIABILITY SHALL NOT EXCEED THE FEES YOU PAID TO US IN THE TWELVE MONTHS PRECEDING THE CLAIM.
6. Data Accuracy
While we strive for accuracy, Open Alpha makes no warranty regarding the accuracy, completeness, or timeliness of data, AI-generated analyses, or trading signals. Data is sourced from third-party providers and public filings which may contain errors, delays, or omissions. AI-generated content may be inaccurate or incomplete. Congressional trade disclosures may be reported up to 45 days after the transaction. 13F filings are reported quarterly with up to 45 days delay. You should independently verify all information before making any decisions.
7. Intellectual Property
All content, software, algorithms, scoring methodologies, AI models, signal generation techniques, and other intellectual property on the platform are owned by Open Alpha HQ, LLC. You may not copy, redistribute, sell, or create derivative works from our content, signals, or data without express written permission. Your subscription grants you a limited, non-transferable, non-exclusive license to access and use the Service for personal, non-commercial purposes.
8. User Conduct
You agree not to: (a) share, redistribute, or resell signals or data from the Service; (b) use automated tools to scrape or bulk-download data; (c) attempt to reverse-engineer our algorithms or scoring systems; (d) impersonate Open Alpha or misrepresent your affiliation; (e) use the Service for market manipulation or any illegal purpose; (f) share your account credentials with others. Violation of these terms may result in immediate account termination without refund.
9. Positions Disclosure
Open Alpha, its founder, employees, and affiliates may hold positions in securities discussed on the platform. Such positions may be acquired before, during, or after signal publication. This creates a potential conflict of interest. We are under no obligation to disclose when we buy or sell positions in mentioned securities.
10. Governing Law & Disputes
These Terms shall be governed by the laws of the State of Washington, without regard to conflict of law principles. Any disputes arising from these Terms or your use of the Service shall be resolved exclusively in the state or federal courts located in Washington State. You agree to submit to the personal jurisdiction of such courts.
11. Changes to Terms
We reserve the right to modify these Terms at any time. Material changes will be communicated via email or dashboard notification at least 14 days before taking effect. Your continued use of the Service after changes take effect constitutes acceptance of the updated Terms. If you do not agree to the updated Terms, you must cancel your subscription and stop using the Service.
12. Contact
For questions about these Terms, contact us at openalphahq@gmail.com. Open Alpha HQ, LLC is based in Longview, Washington.
Last updated: February 2026 · Open Alpha HQ, LLC · Longview, WA